A Comprehensive Look at SFC Inspection Documentation Essentials
If you are embarking on an SFC inspection journey, you must know that it is
Compliance Briefings
Monthly round-ups and fortnightly briefings on what the SFC, MAS and ASIC are doing across Hong Kong, Singapore and Australia, and what it means for licensed firms.
The Global Compliance Edge – Monthly Newsletter – March 2025
GCE MONTHLY REGULATORY ROUND-UP March 2025 | Hong Kong • Singapore • Australia HONG KONG | Securities and Futures Commission (SFC) The SFC has continued
The Global Compliance Edge Monthly Newsletter – February 2025
February Update from the SFC in Hong Kong The SFC has been actively pushing forward several key initiatives and enforcement actions this February, demonstrating their
The Global Compliance Edge Monthly Newsletter – January 2025 Edition
Welcome to the GC Edge Newsletter, your source for key updates on compliance and anti-money laundering (AML) developments across Hong Kong, Singapore, and Australia. Stay
Major Changes to Australia’s AML/CTF Regulations – What You Need to Know
The Anti-Money Laundering and Counter-Terrorism Financing Amendment Bill 2024 has introduced sweeping changes to Australia’s regulatory landscape, bringing several new industries under the scope of
GC-Edge Fortnightly Update – Australia (25th November to 8th December)
ASIC Announces Plans to Update Several Key RGs in 2025 On 25 November 2024, the Australian Securities and Investments Commission (ASIC) announced plans to update
GC-Edge Fortnightly Update – Dubai (25th November to 8th December)
MOU Signed to Bolster Collaboration in Financial Technologies and Innovation On 28 November 2024, the National Association of Software and Service Companies (NASSCOM) signed a
GC-Edge Fortnightly Update Singapore (25th November to 8th December)
MAS Issues 14-Year Prohibition Orders Against Former UOB Representative On 26th November 2024, the Monetary Authority of Singapore (MAS) imposed 14-year prohibition orders against Mr.
GC-Edge Fortnightly Update – Hong Kong (25th November to 8th December)
Market Misconduct Case: China Forestry’s Leadership Sanctioned On 28 November 2024, the Market Misconduct Tribunal (MMT) sanctioned the former CEO and chairman of China Forestry
THE EDGE – Hong Kong Compliance Newsletter (1-14th November 2024)
On 4 November 2024, Julia Leung, CEO of the SFC, delivered the opening remarks at the AML/CFT Regtech Forum, emphasising the transformative role of regulatory
Former Reiwa-Capital Director Sentenced for Brazen Misuse of $440,000 in Investor Funds
Earlier today, ASIC announced that the former director of Reiwa-Capital, Russell Sandiford, has been sentenced to two years and eight months’ imprisonment, to be served