Six focused engagements for SFC- and MAS-licensed firms. Every one is shaped around how the regulators actually run an inspection, and I run each myself from first call to closed findings.
A proper dry run of a real SFC or MAS visit, so you find the gaps before the regulator does and walk in knowing exactly where you stand.
Alongside you from the notification letter to the closed findings, so the visit is handled properly and nothing catches you out.
An independent look at the controls the SFC and MAS care about, while there is still time to fix what is weak before anyone is at the door.
Tailored research and advice for the specific questions your firm is facing, so decisions are made on a clear read of the rules and the risk.
Drafting new policies and sharpening existing ones so they not only meet the standard but actually work the way your business runs.
Continuous, tailored compliance guidance so your firm keeps pace with regulatory change and holds best-practice standards over time.
Tight, hands-on, and confidential from the first call to the closed findings.
I profile your licence type, your business and your history to find where the real risk sits.
Document review, file sampling and live interviews, run the way the regulator runs them.
A frank, risk-rated report that separates the must-fix from the nice-to-have, with clear ownership.
I help you close the gaps and put your team through the questions, so they are steady on the day.
The easiest place to start is a private conversation about where you stand and what I would actually do for you.