Earlier today, ASIC announced that the former director of Reiwa-Capital, Russell Sandiford, has been sentenced to two years and eight months’ imprisonment, to be served
As Compliance professionals, we see firsthand how critical transparency and trust are to maintaining the integrity of financial systems. The recent legal action taken by
The first full week of August has been eventful for Hong Kong’s financial and regulatory landscape, marked by significant developments in the enforcement of market
ASX Listed Company Pays for Greenwashing Infringements
On 25 June 2024, Fertoz Limited paid $37,560 to comply with two infringement notices issued by ASIC for
SFC Bans Ha Po Kwan for 12 Months
On 17 July 2024, the Securities and Futures Commission (SFC) announced that they have banned Mr. Ha
MAS Imposes S$2.5 Million Penalty on Swiss-Asia Financial Services for AML/CFT Breaches; Reprimands CEO and COO
On 7 May 2024, the Monetary Authority of Singapore
SFC Commences Insider Dealing Prosecution Against Segantii Capital Management
On 2 May 2024, the Securities and Futures Commission (SFC) initiated criminal proceedings against Segantii Capital
The recent S$2.5 million penalty imposed by the Monetary Authority of Singapore (MAS) on Swiss-Asia Financial Services Pte. Ltd. (SAFS) for breaches of AML/CFT requirements
The recent sentencing of two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu Kwan, by the Eastern Magistrates’ Court on 17 May 2024
Stay informed, stay compliant, and stay ahead of the curve with GCE’s curated newsletter. Subscribe today for valuable resources and actionable strategies to enhance your compliance practices.
