Last Week In Australia – 24th to 28th June 2024
ASX Listed Company Pays for Greenwashing Infringements
On 25 June 2024, Fertoz Limited paid $37,560
News
Last Week in Hong Kong (17 – 23rd June)
SFC Bans Ha Po Kwan for 12 Months
On 17 July 2024, the Securities and
Singapore News – May 2024
MAS Imposes S$2.5 Million Penalty on Swiss-Asia Financial Services for AML/CFT Breaches; Reprimands CEO and
Hong Kong News – May 2024
SFC Commences Insider Dealing Prosecution Against Segantii Capital Management
On 2 May 2024, the Securities
Lessons from the MAS Penalty on Swiss-Asia Financial Services
The recent S$2.5 million penalty imposed by the Monetary Authority of Singapore (MAS) on Swiss-Asia
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Enhancing Compliance to Prevent Market Misconduct: Lessons from Recent Convictions
The recent sentencing of two former licensees, Mr Yip Chi Wing and Mr Tsoi Chiu
ASIC Fines Wholesale Licensee AUD1.25 Million
Wholesale licensee Lanterne Fund Services Pty Ltd (Lanterne) has been fined $1.25 million by the
Unveiling the Complexities of Financial Oversight: A Case Study of why the SFC took Disciplinary Action Against PICC Asset Management
The recent disciplinary action taken against PICC Asset Management (Hong Kong) Company Limited (PICC) by
Addressing Core Issues in Financial Disciplinary Actions
As we all know, financial markets play a crucial role in driving economic growth, and
